In his role as Associate General Counsel, Tom is responsible for investment product compliance, Bank Secrecy Act, investment control, legal reviews, and exam management. His responsibilities include legal review of vendor and client contracts, marketing materials, trademarks, client disclosures and other legal agreements, as well as oversight of investment control functions.
Tom also serves as Chief Compliance Officer of Boston Trust Walden Inc. where he is responsible for investment adviser compliance. He serves as chair of the Trade Review Committee and a member of the Trust & Investment and GIPS Committees.
Tom began his career in 2006 and joined Boston Trust Walden in 2016. Previously he worked at Barings as Counsel and Compliance Manager on the organizational risk and compliance team. Before joining Barings, he worked at Atlantic Trust, State Street Corporation, and Investors Bank & Trust. Tom earned a BA from Northeastern University and a JD from Suffolk University. He is admitted to the Bar in the Commonwealth of Massachusetts and is a member of the Boston Bar Association.